New York financial advisor
New York financial advisor: hours, services and booking
Visit Quadrant Regulatory Group’s website ↗122 East 42nd Street
New York, NY
+1-646-930-1900
info@quadrantregulatory.com
https://www.quadrantregulatory.com/ · Claim this financial advisor listing — free dofollow link + 5 keywords
Contact details enriched from Quadrant Regulatory Group’s website.
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Quadrant Regulatory Group is a financial advisor based in New York, NY. You can find more information on their website at https://www.quadrantregulatory.com/. They sit near Arista Preparatory School (5.9 mi), Congregation Ahavas Moische (6.5 mi) and Freedom Hall Church of God (6.7 mi). Wingate is located in the north central part of the New York City borough of Brooklyn. The area receives about 49 inches of rain annually. Quadrant Regulatory Group specializes in offering customized compliance consulting services for broker-dealers and registered investment advisers. If you have any questions, you can reach them by phone at +1-646-930-1900. Their office is located at 122 East 42nd Street. It's located 6.4 miles north of central New York at 40.7513° N, 73.9766° W. Some other local financial advisors are Charles Schwab (0.9 mi) and Accountable Financial Management Corp. (1.5 mi). Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that help with compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Our leadership team includes former regulators and industry professionals who know what examiners are looking for and how to keep your company in compliance. With decades of experience helping firms pass regulatory exams, our team delivers unmatched insight and practical compliance solutions.
Quadrant Regulatory Group, a financial advisor in New York, NY, sits at 122 East 42nd Street. Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Their site puts it this way: Quadrant Regulatory Group excels in offering customized compliance consulting services uniquely tailored for broker-dealers and registered investment advisers. The services listed on their own site include FINRA Membership Application, FINOP & Accounting, Broker-Dealers, and Independent Anti-Money Laundering Test.
You'll find it 6.5 mi from Congregation Ahavas Moische (place of worship). It's 6.7 mi from Freedom Hall Church of God (place of worship). Quadrant Regulatory Group is 6.9 mi from Utica Congregation of Jehovah's Witnesses (place of worship).
New York has 19 financial advisors on the map here, so there is real choice. The first question for any financial advisor is whether they act as a fiduciary at all times — the answer changes whose interest comes first. Close alternatives include Charles Schwab (0.9 mi), Accountable Financial Management Corp. (1.5 mi), and Fidelity Investments (1.8 mi).
Kings County has roughly 1,009,596 households. The median age in Kings County is around 36.3. Jesus Christ Apostolic Church anchors this part of New York. The local food scene leans toward Mexican, Italian, Pizza. Summers in New York average near 82°F and winters settle around 28°F. Kings County is home to roughly 2,646,306 people. The area sees roughly 49 inches of rain a year. Reach Quadrant Regulatory Group at +1-646-930-1900 or https://www.quadrantregulatory.com/. Built from open map data, this page is free. Owners of Quadrant Regulatory Group can claim it and add hours, services, and a booking link.
Nearby landmarks: 6.5 mi from Congregation Ahavas Moische (place of worship) · 6.7 mi from Freedom Hall Church of God (place of worship) · 6.9 mi from Utica Congregation of Jehovah's Witnesses (place of worship)
Frequently asked questions
- Where is Quadrant Regulatory Group located?
- Quadrant Regulatory Group is at 122 East 42nd Street, New York, NY.
- What are Quadrant Regulatory Group's hours?
- Hours aren't listed publicly. Call +1-646-930-1900 to confirm before you go.
- What other financial advisors are near Quadrant Regulatory Group?
- Nearby financial advisors include Charles Schwab (0.9 mi), Accountable Financial Management Corp. (1.5 mi), and Fidelity Investments (1.8 mi).
- How do I contact Quadrant Regulatory Group?
- Call +1-646-930-1900 or visit https://www.quadrantregulatory.com/.
- What should I look for in a financial advisor in New York?
- Fee-only, fee-based, and commission models pay the advisor differently; asking exactly how they are compensated is expected, not rude. Checking hours and confirming details directly with the business is always worth the two minutes.
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